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Dodd–Frank Wall Street Reform and Consumer Protection Act
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#	Item
501	Regulatory Compliance Managing collateralised trading. Enabling regulatory compliance. Automated regulatory compliance solution Add to Reading List Source URL: www.lombardrisk.com Language: English - Date: 2015-03-06 05:46:19 Basel II Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund Collateral management Regulatory compliance Global Harmonization Task Force Liquidity risk Financial economics Finance Systemic risk
502	Please complete the applicable form (EITHER the Sophisticated Investor OR HNW form) INCITO VENTURES INVESTOR NETWORK Add to Reading List Source URL: www.thefsegroup.com Language: English - Date: 2015-01-19 05:03:49 Finance Economics Service industries Funds Financial markets Financial Ombudsman Service Net asset value Financial Services and Markets Act Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment Financial services
503	EXHIBIT A CORPORATE GOVERNANCE ENHANCEMENTS I. ENHANCEMENTS TO POWERS OF INDEPENDENT DIRECTORS A. Add to Reading List Source URL: www.chimicles.com Language: English - Date: 2015-03-09 14:33:00 Management Private law Auditing Committees Audit committee Board of directors Regulation S-K Executive pay Dodd–Frank Wall Street Reform and Consumer Protection Act Corporate governance Business Corporations law
504	NoTHE COMPANIES ACTS 1985 TO 1989 COMPANY LIMITED BY GUARANTEE AND NOT HAVING A SHARE CAPITAL Add to Reading List Source URL: www.fla.org.uk Language: English - Date: 2014-07-10 06:39:41 Private law Law Legal entities Corporation Board of directors Quorum Heights Community Council Dodd–Frank Wall Street Reform and Consumer Protection Act Business law Corporations law Business
505	Americans for Financial Reform 1629 K St NW, 10th Floor, Washington, DC, 1885 March 27, 2012 Dear Representative, Add to Reading List Source URL: ourfinancialsecurity.org Language: English - Date: 2012-03-27 11:54:32 Primary dealers Investment banks Late-2000s financial crisis Dow Jones Industrial Average Public Interest Research Group Ralph Nader Dodd–Frank Wall Street Reform and Consumer Protection Act Community development financial institution Federal Reserve System Investment Financial economics Economics
506	FUND FORMATION AND INVESTMENT MANAGEMENT NewsWire SPRING 2015 Add to Reading List Source URL: www.chadbourne.com Language: English - Date: 2015-03-26 09:38:41 Corruption Insider trading Stock market 76th United States Congress Hedge fund U.S. Securities and Exchange Commission Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities fraud Financial economics Economics Investment
507	The Code of Banking Practice (Version 3 of JulyTable of Contents 1. Add to Reading List Source URL: www.sasfin.com Language: English - Date: 2014-11-07 04:23:44 Electronic commerce Mobile banking Mobile content Bank Transactional account Dodd–Frank Wall Street Reform and Consumer Protection Act United Bank for Africa Technology Business Finance
508	STATEMENT OF BITS PRESIDENT PAUL SMOCER ON BEHALF OF THE FINANCIAL SERVICES ROUNDTABLE BEFORE THE THE UNITED STATES HOUSE OF REPRESENTATIVES Add to Reading List Source URL: www.bits.org Language: English - Date: 2013-02-14 10:17:51 Security Government Infrastructure Cyberwarfare Critical infrastructure protection Computer security International Multilateral Partnership Against Cyber Threats Critical infrastructure Dodd–Frank Wall Street Reform and Consumer Protection Act National security United States Department of Homeland Security Computer crimes
509	7 December 2012 By electronic submission to Financial Stability Board c/o Secretariat to the Financial Stability Board Bank for International Settlements CH-4002 Basel Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2014-09-19 10:16:54 Financial economics Finance Federal Deposit Insurance Corporation Too big to fail Dodd–Frank Wall Street Reform and Consumer Protection Act Insolvency Systemically important financial institution Bank regulation in the United States Systemic risk Financial regulation
510	PRESS RELEASE For Immediate Releasese Lombard Risk expands team to meet demand for compliance assessment solutions Add to Reading List Source URL: www.lombardrisk.com Language: English - Date: 2015-03-06 05:52:05 Dodd–Frank Wall Street Reform and Consumer Protection Act Business Compliance 360 Financial economics Regulatory compliance Collateral management

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